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Christopher Patrick Oneill

Tiaa-Cref Individual & Institutional Services, LLC

Princeton, NJ

West Chester, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-19
PA RA APPROVED 2011-12-15
  • NJ RA
    APPROVED
    Since 2024-06-19
  • PA RA
    APPROVED
    Since 2011-12-15

Branch Locations

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Philadelphia PA 08/2007 Present
Tiaa-Cref Individual & Institutional Services, Llc Philadelphia PA 08/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-21
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S65 Uniform Investment Adviser Law Examination
    2011-12-21
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Other Names
  • Christopher Oneill

View on SEC IAPD

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