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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-09 |
| FL | RA | APPROVED | 2024-12-18 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cwa Asset Management Group | Naples | FL | 02/2016 | Present |
| Gyroscope Capital Management Group, Llc. | Naples | FL | 04/2022 | 09/2023 |
| First Trust Investment Solutions L.P. | Naples | FL | 09/2023 | 12/2024 |
| First Trust Portfolios L.P. | Wheaton | IL | 10/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 10/2024 | Present |
1. TRANSCENDENT TRAINING AQUATICS LLC; ATHLETIC COACHING AND EDUCATION SERVICES; 13275 LIVINGSTON RD, NAPLES, FL; COACHING AND TRAINING COMPETITIVE SWIMMERS, TRIATHLETES, CYCLISTS, AND RUNNERS; 8 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 2009** 2. ERNDL HOLDINGS LP HOLDING COMPANY; INVESTMENTS; LIMITED PARTNER; NAPLES, FL; NO TIME SPENT DURING AND AFTER BUSINESS; 07/2004 3. CWA Asset Management, LLC., 9130 Galleria Court, Naples, FL 34109, Investment Adviser Representative, 02/2016 Start Date, 0-8 hours a day & during trading hours, Registered Investment Adviser 4. GYROSCOPE ENHANCED LIQUID INCOME FUND GP, 9130 Galleria Court, Naples, FL 34109, GENERAL PARTNER 5. First Trust Investment Solutions, L.P. 9130 Galleria Court, Naples, FL 34109, Chief Investment Officer, 09/2023 Start Date, 0-8 hours a day & during trading hours. Executive Officer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-16 |
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