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Daniel B Irving

LPl Financial LLC

Erie, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-21
  • PA RA
    APPROVED
    Since 2025-01-21

Branch Locations

5942 Spires Dr, Erie, PA 16509 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Erie PA 12/2014 08/2018
Vestech Securities, Inc. Erie PA 09/2018 01/2025
Vestech Asset Management Erie PA 09/2018 01/2025
Lpl Financial, Llc Erie PA 01/2025 Present
  • 12/2014 → 08/2018
    Fsc Securities Corp
    Erie, PA
  • 09/2018 → 01/2025
    Vestech Securities, Inc.
    Erie, PA
  • 09/2018 → 01/2025
    Vestech Asset Management
    Erie, PA
  • 01/2025 → Present
    Lpl Financial, Llc
    Erie, PA
Previous Registrations
  • 2018-09-25 → 2025-02-03
    Vestech Asset Management Inc.
    Erie, PA
    Saint Louis, MO
  • 2014-12-12 → 2018-08-21
    Fsc Securities Corporation
    Erie, PA
    Erie, PA
    Atlanta, GA
  • 2006-03-30 → 2014-10-29
    Pnc Wealth Management Llc
    Edinboro, PA
    Waterford, PA
    Mckean, PA
    Erie, PA
    Waterford, PA
    Erie, PA
    Erie, PA
    Waterford, PA
    Erie, PA
    Edinboro, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 2004-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    2004-09-16

View on SEC IAPD

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