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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Houston | TX | 08/2013 | 09/2016 |
| Raymond James & Associates, Inc. | Houston | TX | 09/2016 | 10/2018 |
| Inscription Capital, Llc Dba Sound Post Capital | Houston | TX | 10/2018 | 01/2025 |
| U. S. Capital Wealth Advisors | Austin | TX | 01/2025 | 06/2026 |
| Arax Advisory Partners, Llc | Houston | TX | 06/2026 | Present |
1) INDEPENDENT INSURANCE AGENT 2) MUSICBRIDGE; INVESTMENT RELATED: NO; ADDRESS: 270 LAFAYETTE STREET, SUITE 808, NY, NY 10012; NATURE OF BUSINESS: MUSIC DEVELOPMENT AND OUTREACH; TITLE/POSITION: BOARD OF DIRECTORS; START DATE OF AFFILIATION: 07/10/14; NUMBER OF HOURS PER/MONTH DEVOTED: 3; NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0; DESCRIPTION OF DUTIES: STRATEGIC ADVICE. 3) OJAI MUSIC FESTIVAL; HOUSTON TX; NATURE OF BUSINESS: BOARD MEMBER/OFFICER/DIRECTOR; TITLE/POSITION: DIRECTOR; INVESTMENT RELATED: NO; START DATE : 09/22/2018; NUMBER OF HOURS PER/MONTH DEVOTED: 1; NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0; DESCRIPTION OF DUTIES: BOARD OF DIRECTORS 4) WELLIGENC INC., NON INVESTMENT-RELATED, NEW YORK NY, ADVISORY BOARD, 01/2018, 1 HR/MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-17 |
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