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Theresa Hsiao-Hsin Chao

Charles Schwab & Co., Inc.

San Francisco, CA

Corte Madera, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-22
  • CA RA
    APPROVED
    Since 2021-06-22

Branch Locations

3478 California St Suite 100, San Francisco, CA 94118-1837 • United States

1704 Redwood Highway, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 03/2004 Present
Charles Schwab Bank, Ssb San Francsico CA 10/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-19
S63 Uniform Securities Agent State Law Examination 2004-10-18
  • S65 Uniform Investment Adviser Law Examination
    2021-06-19
  • S63 Uniform Securities Agent State Law Examination
    2004-10-18
Other Names
  • Hsiao Hsin Theresa Chao

View on SEC IAPD

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