James Rank

Current Employers

Aspire Advisors, Llc

661 North Broadway, North White Plains, NY 10603 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-20
NJ	RA	APPROVED	2017-04-24

NY RA
APPROVED

Since 2021-04-20
NJ RA
APPROVED

Since 2017-04-24

Branch Locations

661 North Broadway, North White Plains, NY 10603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aspire Advisors, Llc	Purchase	NY	04/2012	Present

04/2012 → Present

Aspire Advisors, Llc

Purchase, NY

Other Businesses

Hamilton Cavanaugh & Associates, Inc., broker-dealer located at 2975 Westchester Avenue, Suite 114, Purchase NY 10577. Approximately 3% of time dedicated to consulting on retirement plan service engagements, client relations, administrative/ operational issues (staffing, etc).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-06-12

S65 Uniform Investment Adviser Law Examination

2012-06-12

View on SEC IAPD

Current Employers

Aspire Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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