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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-25 |
Branch Locations
Overland Park, KS • United States
6400 Fannin Street Suite 2450, Houston, TX 77030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Indianapolis | IN | 09/2014 | 05/2026 |
| Empower Advisory Group, Llc | Indianapolis | IN | 08/2017 | 05/2026 |
| Tiaa | Overland Park | KS | 06/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Overland Park | KS | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-21 |
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