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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-11-18 |
| NY | RA | APPROVED | 2021-10-09 |
| TX | RA | APPROVED_RES | 2020-11-19 |
| WA | RA | APPROVED | 2013-12-17 |
Branch Locations
301 116Th Ave Se Ste 500, Bellevue, WA 98005 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Outside Employment; Jiyamapa Consulting Inc.; I am an employee and provide the services and have the responsibilities as described above.; Manage advisory business; 301 116th Ave SE, Ste. 500, , Bellevue, WA, 98004; Investment-Related; 04/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-13 |
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