Ana Fonseca

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-08-07

Branch Locations

4917 Capital Blvd, Raleigh, NC 27616 • United States

1641 Glenwood Ave, Raleigh, NC 27608 • United States

2260 Treelight Way, Wendell, NC 27591 • United States

1200 Ridge Rd, Raleigh, NC 27607 • United States

615 Oberlin Road, Raleigh, NC 27605 • United States

7720 Fayetteville Road, Raleigh, NC 27603 • United States

1145 Us Hwy 70 West, Garner, NC 27529 • United States

621 East Six Forks Road, Raleigh, NC 27609 • United States

6300 Falls Of Neuse Road, Raleigh, NC 27615 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Walingford	CT	12/2015	04/2019
Raymond James Financial Services Advisors Inc	Wallingford	CT	01/2016	04/2019
Liberty Bank	Wallingford	CT	12/2015	04/2019
Concourse Financial Group Securities Inc	Fuquay Varina	NC	04/2019	08/2024
Protective Life Insurance Company	Middletown	CT	04/2019	08/2024
Investment Distributors Inc	Fuquay Varina	NC	01/2022	08/2024
Unknown	Fuquay Varina	NC	08/2024	Present
Fifth Third Bank	Raleigh	NC	08/2024	Present
Protective Life Insurance Co	Raleigh	NC	04/2019	08/2024
Raymond James	Wallingford	CT	01/2016	04/2019
Fifth Third Securities	Raleigh	NC	08/2024	Present
Investment Distributors Inc	Fuquay Varina	NC	01/2022	08/2024
Concourse Financial Group	Fuquay Varina	NC	04/2019	08/2024
Liberty Bank	Wallingford	CT	12/2015	04/2019

12/2015 → 04/2019

Raymond James Financial Services, Inc.

Walingford, CT
01/2016 → 04/2019

Raymond James Financial Services Advisors Inc

Wallingford, CT
12/2015 → 04/2019

Liberty Bank

Wallingford, CT
04/2019 → 08/2024

Concourse Financial Group Securities Inc

Fuquay Varina, NC
04/2019 → 08/2024

Protective Life Insurance Company

Middletown, CT
01/2022 → 08/2024

Investment Distributors Inc

Fuquay Varina, NC
08/2024 → Present

Unknown

Fuquay Varina, NC
08/2024 → Present

Fifth Third Bank

Raleigh, NC
04/2019 → 08/2024

Protective Life Insurance Co

Raleigh, NC
01/2016 → 04/2019

Raymond James

Wallingford, CT
08/2024 → Present

Fifth Third Securities

Raleigh, NC
01/2022 → 08/2024

Investment Distributors Inc

Fuquay Varina, NC
04/2019 → 08/2024

Concourse Financial Group

Fuquay Varina, NC
12/2015 → 04/2019

Liberty Bank

Wallingford, CT

2019-04-29 → 2024-08-05

Concourse Financial Group Securities, Inc.

Wolcott, CT

Birmingham, AL

Middletown, CT

Fuquay Varina, NC

Williamsville, NY

Fuquay Varina, NC
2016-01-07 → 2019-04-12

Raymond James Financial Services Advisors, Inc

Wallingford, CT
2015-04-30 → 2015-12-15

Santander Securities Llc

Worcester, MA

West Hartford, CT

Providence, RI

Unionville, CT

Avon, CT

Plainville, CT

Simsbury, CT

Wethersfield, CT

East Hartford, CT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-04-29
S63	Uniform Securities Agent State Law Examination	2000-01-25