Jan O'connell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-06-22

TX RA
APPROVED

Since 2006-06-22

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Round Rock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Austin	TX	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc

Austin, TX

Previous Registrations

2006-05-16 → 2006-07-05

Riverstone Wealth Management, Inc.

Austin, TX

Austin, TX

Other Businesses

1)H-E-B 7301 N. FM 620 AUSTIN, TX 78726 CASHIER AT A GROCERY STORE. WILL WORK ABOUT 90 HOURS A MONTH STARTING ON 11/30/06 AND RECEIVE $9.00 AND HOUR. 2) PITA PAL INDUSTRIES, INC.-4025 WILLOWBEND BLVD. STE 302 HOUSTON, TX 77025-15 HRS. PER MONTH-SALE/PROMOTION OF PRODUCTS DISTRIBUTED BY PITA PAL INDUSTRIES INC. IN GROCERY STORES-AS NEEDED EMPLOYMENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-15

S66 Uniform Combined State Law Examination

2006-05-15

Other Names

Jan Leah King

View on SEC IAPD