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Erica Spencer Dombroff

Morgan Stanley

New York, NY

Hoboken, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-07-19
NY RA APPROVED 2021-06-16
CT RA APPROVED 2020-10-29
TX RA APPROVED 2020-10-29
  • NJ RA
    APPROVED
    Since 2021-07-19
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2020-10-29
  • TX RA
    APPROVED
    Since 2020-10-29

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2012 04/2018
Bank Of America New York NY 06/2012 04/2018
Jp Morgan Chase Bank, N.A. New York NY 04/2018 06/2020
Jp Morgan Securities, Llc New York NY 04/2018 06/2020
Morgan Stanley New York NY 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-25
  • S66 Uniform Combined State Law Examination
    2012-09-25
Other Names
  • Erica Spencer Dombroff
  • Erica Dombroff

View on SEC IAPD

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