Huizhen Wu

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
CA	RA	APPROVED	2004-02-10

TX RA
APPROVED_RES

Since 2019-01-02
CA RA
APPROVED

Since 2004-02-10

Branch Locations

6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Pleasanton	CA	12/1999	Present
Charles Schwab Bank, Ssb	Pleasanton	CA	02/2005	Present

12/1999 → Present

Charles Schwab & Co., Inc.

Pleasanton, CA
02/2005 → Present

Charles Schwab Bank, Ssb

Pleasanton, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-24
S63	Uniform Securities Agent State Law Examination	2000-06-22

S66 Uniform Combined State Law Examination

2004-01-24
S63 Uniform Securities Agent State Law Examination

2000-06-22

Designations

Other Names

Helen Wu

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

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