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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Washington | DC | 08/2009 | 07/2021 |
| Wells Fargo Advisors Llc | Washington | DC | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | 07/2021 |
| Truist Investments Services, Inc. | College Park | MD | 08/2021 | Present |
| Truist Advisory Services, Inc. | College Park | MD | 08/2021 | Present |
TONY SMITH POSITION: Owner NATURE: Rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: Laurel MD, United States DESCRIPTION: Maintain and manage rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-04 |
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