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Reginald W Pineda

Wells Fargo Clearing Services, LLC

Cumming, GA

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2010-08-10
  • GA RA
    APPROVED
    Since 2010-08-10

Branch Locations

5495 Bethelview Rd, Cumming, GA 30040 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Decatur GA 08/2010 11/2016
Wells Fargo Clearing Services, Llc Decatur GA 11/2016 Present
Previous Registrations
  • 2006-04-27 → 2010-08-16
    Truist Investment Services, Inc.
    Atlanta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Dawsonville, GA
    Alpharetta, GA
    Atlanta, GA
    Cumming, GA
    Cumming, GA
    Cumming, GA
    Atlanta, GA
    Roswell, GA
    Alpharetta, GA
  • 2004-06-29 → 2006-04-19
    A. G. Edwards & Sons, Inc.
    Duluth, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-28
  • S66 Uniform Combined State Law Examination
    2004-06-28
Other Names
  • Reggie W Pineda

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
FINANCIAL CONSULTANTS GROUP INC
TRUIST ADVISORY SERVICES, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PNC WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JEANINE MARTIN
SAMANTHA MIA DUTTO
LINDA DIANE HERTOG
Brian G Moore
Donald A Dennis
CLAUDIA GUADALUPE PINEDA PADILLA
BIRGITTE ANNA-LEAH HOUEN-TOLSTRUP
Carol J Alka

Other Offices

PFS INVESTMENTS INC. · CUMMING, GA
FINANCIAL CONSULTANTS GROUP INC · CUMMING, GA
TRUIST ADVISORY SERVICES, INC. · CUMMING, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cumming, GA
PNC WEALTH MANAGEMENT LLC · CUMMING, GA
OSAIC WEALTH, INC. · CUMMING, GA
WELLS FARGO CLEARING SERVICES, LLC · CUMMING, GA
EDWARD JONES · Cumming, GA

More in Cumming, GA

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