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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-24 |
| IA | RA | APPROVED | 2026-05-22 |
| TX | RA | APPROVED_RES | 2026-05-06 |
Branch Locations
6600 Westown Parkway Suite 190, West Des Moines, IA 50266 • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Des Moines | IA | 08/2011 | 08/2020 |
| Ameriprise Financial Services Llc | Des Moines | IA | 08/2020 | 05/2026 |
| Arete Wealth Management | Chicago | IL | 05/2026 | Present |
| Arete Wealth Advisors | Chicago | IL | 05/2026 | Present |
Business Ownership; Peak Capital, LLC; Owner; Manage Business; 210 Court Ave, Suite 22, Des Moines, IA, 50309; Investment-Related; 08/19/2020; 60 hours per month; 60 during trading hours / TM Ingersoll, LLC; Owner - No active roles; LLC set up as a fractional ownership of Bubba Southern Comfort Restaurant in Des Moines, IA; 3707 Grand Ave, 417, Des Moins, IA, 50312; Not Investment-Related; 07/01/2018; 0 hours per month; 0 during trading hours. Outside Employment; Peak Capital, LLC; Owner; Manage advisory business; 210 Court Ave, 200, Des Moines, IA, 50309; Investment-Related; 08/19/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-18 |
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