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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED_RES | 2015-04-02 |
| NC | RA | APPROVED | 2013-10-01 |
| SC | RA | APPROVED | 2004-05-13 |
Branch Locations
620 S Tryon St, Charlotte, NC 28255 • United States
1301 Gervais St, Columbia, SC 29201 • United States
San Clemente, CA • United States
1906 Calle De Los Alamos, San Clemente, CA 92672 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 02/2004 | Present |
| Bank Of America, N.A. | Charlotte | NC | 12/2009 | Present |
I*554240For Profit Name: Columbia Capital XV LLC Invstmnt related: Y Address: Charlotte, NC Position: Gnrl Prtnr/ Mging Mmber Start: 10/25/2021Hrs devoted: 1 hr I*136737For-Profit Name: The Rare Chinchillas LLC Invstmnt rlted: Y Address: Charlotte, NC Mging Mmbr Start: 3/31/2021Hrs devoted: 2 hrs Annually Hrs devoted during trading: 2 Duties: Holding LLC to invest in Riverside Technology Capital Solutions Fund II. I did Fund I and Including my brother and father, which is why we are opening the LLC. I*88115For-Profit Name: Columbia Capital X LLC Invstmnt rlted: Y Address: Columbia, SC Position: LLC, Limited Partner, Start: 11/12/2015 Hrs devoted: 1 hr Annually Hrs devoted during trading hrs: 1 Duties: LLC Setup to house investment Tiger Global PIP X LP with partners NON PROFITNAME: COLUMBIA MUSEUM OF ART ADDRESS: ADVISORY BRD MBR START: 09/01/2010 HRS DEVOTED: 2 MTHLY DUTIES: I AM A FUNDRAISER FOR THE YOUNG CONTEMPORARIES BRD I*80028 For-Profit Name: Otter Creek Investments LLC Invstmnt rlted: Y Address: Charlotte, NC Owner Start date: 4/2/2015 Hrs devoted: 0 Hrs devoted during trading hours: 0Duties: To purchase private placements with possible recourse. I*85816 For-Profit Name: Mystic Knights of the Sea LLC Invstmnt rlted: Y Address: Charlotte, NC Position: Owner, Start: 10/1/2015 Hrs devoted: 0 Hrs devoted during trading hours: 0 Duties: LLC with my father and myself only to invest in Falfurrias Capital Fund III I*92795For-Profit Name: The Lodge Hall LLCInvstmnt related: Y Address of business: Charlotte, NC Position: Limited Partner Start: 5/2/16 Hrs devoted: 0 Hrs devoted during trading: 0 Duties: This is a shell company to invest in Lexus IV Fund via private equity. I*52212 For-Profit Name: Columbia Capital VII, LLC Investment related: Y Address of business:, Columbia, SC Position: Ltd Partner Start : 2/27/12Hrs devoted: 0 Hrs devoted during trading hours: 0 Duties: LLC for investments with partners I*116674 For-Profit Name: MMM Capital Partners LLC Investment Related: Y Address: Charlotte, NC 28207 Position: LLC, Limited Partner Start: 8/31/18 1 Hrs: 0 Duties: Private equity investment I*119257 For-Profit Name: Columbia Capital IX Investment Related: Y Address: Columbia, SC 29206 Title: Ltd Prtnr Start: 6/29/15 1 hr Annually 0 During trading Duties: LLC for Tiger IX Name: I*: Columbia Capital VIII Inv Related: Y Address: Columbia, SC 29206 Position: Limited Partner Start: 4/7/2014 1 hr Annually 0 during trading Duties: LLC to invest in Tiger PIP VIII I*129199 For-Profit Name: Columbia Capital XII LLC Investment related: Y Address: Charlotte, NC 28207 Position: General Partner Start: 1/24/2020 Hrs devoted: 2 hrs Annually Hrs devoted during trading hours: 0 Duties: Investing in Tiger Global PIP XI I*136379 For-Profit Name: Columbia Capital XIV LLC Investment related I*1139250 Entity Type: ForProfit Name: Columbia Capital XVI LLC Invstmnt Rlted: N Address: Columbia, SC 29206Position: Gnrl Prtnr/Mnging Member Start: 1/16/20231 hr Mthly 0 during trading Duties: Investment into Tiger PIP 16 I am the LLC mging mbr I*: 2081266 Entity Type: For Profit Name: Weybridge Street Capital LLC Address: Columbia, SC Investment Related: No Position: General Partner/Managing Member Start: 11/07/202 4Hrs: 1 mthly Hrs during trading: 1 mthly Duties: An LLC to hold an underlying investment in RenWaveFund I*3272274, For Profit, Name: Green Mountain Boys Capital Partners LLC, Address: Tega Cay, SC 29708, Investment Related: N, Position: General Partner Start Date: 11/26, No Hours: 2 Yearly No Hours during Trading: 0 Yearly, Duties: None--just wiring money to the entities I*4091266Entity Type: For ProfitName: Columbia Capital XVII LLC Address: Columbia, SC, 29206Investment Related: NoPosition: General Prtnr/Mging Mbr Start: 02/26/26 Hrs: 1,mthly Hrs during trading: 0 Duties: Duties: Duties: LLC to invest int he underlying VC firm Tiger Global XVII, which we have done in the past. Nothing else will go into this
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-10 |
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