Best Investors Account Sign in
Inactive

Aaron Jeffrey Clark

Monarch Wealth Strategies

Los Angeles, CA

Claim This Profile
Current Employers
Monarch Wealth Strategies

222 East Carillo Street Suite 208, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-27
  • CA RA
    APPROVED
    Since 2018-11-27

Branch Locations

6430 Sunset Blvd., Suite 1433, Los Angeles, CA 90028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Santa Barbara CA 10/2008 12/2020
May Wealth Management Group Santa Maria CA 10/2018 12/2018
Monarch Wealth Strategies Santa Barbara CA 09/2018 Present
Previous Registrations
  • 2008-10-20 → 2020-10-06
    Lpl Financial Llc
    Santa Barbara, CA
    Goleta, CA
    Santa Barbara, CA
    Santa Barbara, CA
    San Diego, CA
    Santa Barbara, CA
    Santa Maria, CA
  • 2008-01-01 → 2008-10-23
    Wells Fargo Clearing Services, Llc
    Santa Barbara, CA
  • 2004-03-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Santa Barbara, CA
    St. Louis, MO
    Santa Barbara, CA
Other Businesses

Insurance agent appointed with various insurance companies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Designations

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor