Steven Brian Shaiman

Current Employers

Colorado Financial Service Corporation

188 Inverness Drive West Ste 100, Centennial, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-07-13

NJ RA
APPROVED

Since 2018-07-13

Branch Locations

Livingston, NJ • United States

188 Inverness Drive West Suite 100, Centennial, CO 80112 • US

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Calton & Associates, Inc.	Livingston	NJ	01/2004	12/2017
Colorado Financial Service Corporation	Centennial	CO	06/2018	Present
Unemployed	4 Knollwood	NJ	12/2017	06/2018

01/2004 → 12/2017

Calton & Associates, Inc.

Livingston, NJ
06/2018 → Present

Colorado Financial Service Corporation

Centennial, CO
12/2017 → 06/2018

Unemployed

4 Knollwood, NJ

Previous Registrations

2004-01-14 → 2017-12-15

Calton & Associates, Inc.

Vineland, NJ

Livingston, NJ

Other Businesses

1)STEVEN B. SHAIMAN, CPA - NOT INVESTMENT RELATED - 4 KNOLLWOOD DR. LIVINGSTON, NJ 07039 - HRS. DEVOTED A MONTH - 200 HRS. START DATE 10/6/89 TO PRESENT. NATURE-TAX AND ACCOUNTING SVCS. - 8 HOURS DURING TRADING 2)INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES NOT INVESTMENT RELATED, 1% TIME DEVOTED TO THIS ACTIVITY 3) NEWMARK ASSOCIATES / REAL ESTATE SALES - RENTALS / HOLDS HIS REAL ESTATE LICENSE THERE / 7 East Frederick Place, Suite 500, Cedar Knolls, NJ 07927 / NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-03
S63	Uniform Securities Agent State Law Examination	2002-10-18

S65 Uniform Investment Adviser Law Examination

2003-01-03
S63 Uniform Securities Agent State Law Examination

2002-10-18

Other Names

Steven B Shaiman

View on SEC IAPD