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Steven Lee Deboer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

El Segundo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-12-07
  • CA RA
    APPROVED
    Since 2016-12-07

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 03/2014 Present
Bank Of America, N.A. Los Angeles CA 03/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-06
S63 Uniform Securities Agent State Law Examination 2004-08-23
  • S66 Uniform Combined State Law Examination
    2016-12-06
  • S63 Uniform Securities Agent State Law Examination
    2004-08-23

View on SEC IAPD

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TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
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