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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-10-30
  • NC RA
    APPROVED
    Since 2012-10-30

Branch Locations

Concord, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 11/2011 Present
Tiaa Charlotte NC 12/2002 Present
Other Businesses

AMAZON POSITION: Part-Time Seasonal Sortation Associate NATURE: Part-Time Work - Part-Time Seasonal Sortation Associate INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2018 ADDRESS: 1740 Derita Rd., Concord NC 28027, United States DESCRIPTION: Part-Time Seasonal Sortation Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-29
S63 Uniform Securities Agent State Law Examination 2005-07-25
  • S66 Uniform Combined State Law Examination
    2012-10-29
  • S63 Uniform Securities Agent State Law Examination
    2005-07-25
Other Names
  • Rashaan Othello Robertson
  • Rudy Robertson

View on SEC IAPD

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