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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-02-14
  • WI RA
    APPROVED
    Since 2019-02-14

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 05/2015 Present
Other Businesses

NAME/ADDRESS: Residential Real Estate / N69W20556 Orchard Ct Menomonee Falls, WI 53051. NATURE OF BUSINESS: Rental Property. INVESTMENT-RELATED: No. POSITION/TITLE/ROLE: Proprietor/Owner. START DATE: 01/01/05. APPROX # OF HOURS DEVOTED: 10-20 minutes per week. Typically by text message or e-mail with the property management company. NUMBER OF HOURS DURING MARKET HOURS: Typically 0 hours per week. DUTIES RELATING TO BUSINESS: Involvement is limited to the following; discussing issues with the property management company, paying property taxes, municipal water bills, mortgage, and on occasion coordinating maintenance with the property management company when their employees are not performing the work.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-15
  • S63 Uniform Securities Agent State Law Examination
    2022-01-15
Designations

View on SEC IAPD

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