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Montezuma, IA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | West Des Moines | IA | 03/2015 | 12/2016 |
| Miles Capital, Inc. | West Des Moines | IA | 05/2013 | 06/2018 |
| Foreside Fund Services Llc | Des Moines | IA | 09/2017 | 06/2018 |
| Lsb Capital Management, Inc. | Clive | IA | 07/2020 | 10/2023 |
| Lincoln Savings Bank | Clive | IA | 06/2018 | 10/2023 |
| Diamond Trail Capital Management | Montezuma | IA | 10/2023 | Present |
OUTSIDE INSURANCE, SELLING AND SERVICING FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, CRITICAL ILLNESS INSURANCE AND EXECUTIVE COMPENSATION BENEFITS THROUGH VARIOUS CARRIERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-17 |
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