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Benjamin Charles Steele

Diamond Trail Capital Management

Montezuma, IA

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Current Employers
Diamond Trail Capital Management

Montezuma, IA • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-10-24
  • IA RA
    APPROVED
    Since 2023-10-24

Branch Locations

Montezuma, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 03/2015 12/2016
Miles Capital, Inc. West Des Moines IA 05/2013 06/2018
Foreside Fund Services Llc Des Moines IA 09/2017 06/2018
Lsb Capital Management, Inc. Clive IA 07/2020 10/2023
Lincoln Savings Bank Clive IA 06/2018 10/2023
Diamond Trail Capital Management Montezuma IA 10/2023 Present
  • 03/2015 → 12/2016
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 05/2013 → 06/2018
    Miles Capital, Inc.
    West Des Moines, IA
  • 09/2017 → 06/2018
    Foreside Fund Services Llc
    Des Moines, IA
  • 07/2020 → 10/2023
    Lsb Capital Management, Inc.
    Clive, IA
  • 06/2018 → 10/2023
    Lincoln Savings Bank
    Clive, IA
  • 10/2023 → Present
    Montezuma, IA
Previous Registrations
  • 2020-08-26 → 2023-10-03
    Ankeny, IA
  • 2015-05-01 → 2019-03-27
    Miles Capital, Inc.
    West Des Moines, IA
  • 2010-08-31 → 2013-05-03
    Windsor, CT
    Windsor, CT
  • 2009-08-26 → 2010-09-01
    Directed Services Llc
    Des Moines, IA
  • 2004-12-14 → 2009-07-28
    Wells Fargo Investments, Llc
    Des Moines, IA
    Cedar Falls, IA
Other Businesses

OUTSIDE INSURANCE, SELLING AND SERVICING FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, CRITICAL ILLNESS INSURANCE AND EXECUTIVE COMPENSATION BENEFITS THROUGH VARIOUS CARRIERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2004-11-17
Designations

View on SEC IAPD

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