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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-07-08
  • AR RA
    APPROVED
    Since 2025-07-08

Branch Locations

Fayetteville, AR • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-07-08
  • AR RA
    APPROVED
    Since 2025-07-08

Branch Locations

Fayetteville, AR • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-06-05
  • AR RA
    APPROVED
    Since 2025-06-05

Branch Locations

Fayetteville, AR • United States

Maumelle, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Asset Management Lowell AR 12/2007 01/2017
Arvest Wealth Management Lowell AR 01/2017 08/2018
Arvest Wealth Management Lowell AR 08/2018 11/2021
Arvest Wealth Management Rogers AR 11/2021 04/2025
Arvest Wealth Management Lowell AR 04/2025 Present
First Citizens Investor Services Raleigh NC 06/2025 Present
First Citizens Bank Fayetteville AR 06/2025 Present
Svb Wealth Boston MA 07/2025 Present
First Citizens Asset Management Raleigh NC 07/2025 Present
Previous Registrations
Other Businesses

SVB Wealth, 53 State Street 28th Floor, Boston, MA 02109; SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and First Citizens Asset Management. Began 5/30/2025; 40 hrs/month; Duties are Providing compliance support to SVBW (an affiliate to FCIS and FCAM) - to include responsibilities related to the maintenance of compliance policies and procedures. FCAM; 8540 Colonnade Drive Raleigh, NC 27615; First Citizens Asset Management is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and SVBW. Began 5/30/2025; 40 hrs/month. Duties are Providing compliance support to FCAM (an affiliate to FCIS and SVBW) - to include responsibilities related to the maintenance and enforcement of compliance policies and procedures.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-15
S63 Uniform Securities Agent State Law Examination 2007-12-13
  • S65 Uniform Investment Adviser Law Examination
    2010-09-15
  • S63 Uniform Securities Agent State Law Examination
    2007-12-13

View on SEC IAPD

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