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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-07-08 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-07-08 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Asset Management | Lowell | AR | 12/2007 | 01/2017 |
| Arvest Wealth Management | Lowell | AR | 01/2017 | 08/2018 |
| Arvest Wealth Management | Lowell | AR | 08/2018 | 11/2021 |
| Arvest Wealth Management | Rogers | AR | 11/2021 | 04/2025 |
| Arvest Wealth Management | Lowell | AR | 04/2025 | Present |
| First Citizens Investor Services | Raleigh | NC | 06/2025 | Present |
| First Citizens Bank | Fayetteville | AR | 06/2025 | Present |
| Svb Wealth | Boston | MA | 07/2025 | Present |
| First Citizens Asset Management | Raleigh | NC | 07/2025 | Present |
SVB Wealth, 53 State Street 28th Floor, Boston, MA 02109; SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and First Citizens Asset Management. Began 5/30/2025; 40 hrs/month; Duties are Providing compliance support to SVBW (an affiliate to FCIS and FCAM) - to include responsibilities related to the maintenance of compliance policies and procedures. FCAM; 8540 Colonnade Drive Raleigh, NC 27615; First Citizens Asset Management is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services and SVBW. Began 5/30/2025; 40 hrs/month. Duties are Providing compliance support to FCAM (an affiliate to FCIS and SVBW) - to include responsibilities related to the maintenance and enforcement of compliance policies and procedures.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-13 |
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