Therese Michelle O'COnnell

Current Employers

Employment History

• 05/2004 → 02/2017
  Augustine Associates
  Bensalem, PA
• 05/2009 → 02/2017
  Securities America, Inc
  Bensalem, PA
• 05/2009 → 02/2017
  Securities America Advisors, Inc
  Bensalem, PA
• 02/2017 → Present
  Lpl Financial, Llc
  Newtown, PA
• 02/2017 → Present
  Great Valley Advisor Group, Inc.
  Newtown, PA

Previous Registrations

• 2009-05-13 → 2017-03-02
  Securities America Advisors, Inc.
  Bensalem, PA
• 2006-01-24 → 2009-05-12
  Cincinnati Analysts, Inc.
  Bensalem, PA
  Bensalem, PA

Other Businesses

1. 02/27/2017 - THE CAPITAL LEGACY, LLC - DBA for LPL Business entity for LPL business) - inv rel - at reported business location(s) - start: 3/1/2017 - 160 hr/mth 2. 02/27/2017 - Non-Variable Insurance - inv rel - sells: PERMANENT, TERM AND FIXED UNIVERSAL LIFE, DISABILITY - start: 12/1/2005 - 40 hr/mth. 3. 3/1/2017 - GREAT VALLEY ADVISOR GROUP, INC. - DBA: THE CAPITAL LEGACY, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 3/1/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in March 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/1/2017 - GREAT VALLEY ADVISOR GROUP, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/1/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in March 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/4/2019 - Female Financial Planning in Bucks County - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/15/2019 - 8 Hours Per Month/8 Hours During Securities Trading. 6. 3/17/2020 - No Business Name - Not Investment Related - Neshaminy High School, 2001 Old Lincoln Hwy, Langhorne, PA 19047 - Other-Coach - Started 03/16/2020 - 10 Hours Per Month/4 Hours During Securities Trading - Girls High School Lacrosse Coach. 7. 4/12/2021 â?" Formation Financial â?" Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/7/2021 - 120 Hours Per Month/120 Hours During Securities Trading. 8. 01/08/2024 - Formation Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/19/2023 - 80 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-05-25

Other Names

• Therese Michelle Augustine