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Andrew John Frye

Rbc Capital Markets, LLC

Edina, MN

Arden Hills, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
MN RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-04-01
  • MN RA
    APPROVED
    Since 2024-03-08

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Minneapolis MN 01/2012 01/2024
Cliftonlarsonallen Llp Minneapolis MN 01/2015 01/2024
Rbc Capital Markets, Llc Minneapolis MN 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2024-03-29
Designations
Other Names
  • Andrew John Frye
  • Andy Frye
  • Andrew Frye

View on SEC IAPD

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