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Emily Sue Harris

LPl Financial LLC

Littleton, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-18
CO RA APPROVED 2018-05-08
  • TX RA
    APPROVED_RES
    Since 2018-06-18
  • CO RA
    APPROVED
    Since 2018-05-08

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Resource Group Littleton CO 08/1998 04/2018
Vsr Financial Services, Inc. Overland Park KS 09/2005 09/2016
Vsr Advisory Services, Inc. Overland Park KS 12/2009 09/2016
Summit Brokerage Services, Inc. Littleton CO 09/2016 01/2017
Summit Financial Group Inc Boca Raton FL 09/2016 01/2017
Securities America, Inc. Littleton CO 01/2017 04/2018
Securities America Advisors Littleton CO 01/2017 04/2018
Lpl Financial Littleton CO 05/2018 Present
  • 08/1998 → 04/2018
    Capital Resource Group
    Littleton, CO
  • 09/2005 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 12/2009 → 09/2016
    Vsr Advisory Services, Inc.
    Overland Park, KS
  • 09/2016 → 01/2017
    Summit Brokerage Services, Inc.
    Littleton, CO
  • 09/2016 → 01/2017
    Summit Financial Group Inc
    Boca Raton, FL
  • 01/2017 → 04/2018
    Securities America, Inc.
    Littleton, CO
  • 01/2017 → 04/2018
    Securities America Advisors
    Littleton, CO
  • 05/2018 → Present
    Lpl Financial
    Littleton, CO
Previous Registrations
  • 2017-01-27 → 2018-04-19
    Securities America Advisors, Inc.
    Littleton, CO
  • 2016-09-01 → 2017-02-07
    Summit Financial Group Inc
    Littleton, CO
  • 2016-09-07 → 2016-11-02
    Vsr Financial Services, Inc.
    Littleton, CO
    Overland Park, KS
  • 2010-01-07 → 2016-09-01
    Vsr Financial Services, Inc.
    Overland Park, KS
    Littleton, CO
Other Businesses

1. 5.8.2018 - NOTARY - LITTLETON, CO 2. 5.8.2018 - DBA FOR LPL BUSINESS - ENLIGHTENED WEALTH SERVICES - 100% - LITTLETON, CO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2009-12-18
Other Names
  • Emily Sue Hunt

View on SEC IAPD

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