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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-01-03
  • MD RA
    APPROVED
    Since 2019-01-03

Branch Locations

1307 Point Street, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 05/2016 12/2018
Bank Of America, N.A. Hunt Valley MD 06/2016 12/2018
T Rowe Price Owings Mills MD 12/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-03
S63 Uniform Securities Agent State Law Examination 2004-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-03
  • S63 Uniform Securities Agent State Law Examination
    2004-12-18

View on SEC IAPD

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