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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Deer Park | NY | 09/2011 | 12/2021 |
| J.P. Morgan Securities Llc | Deer Park | NY | 10/2012 | 12/2021 |
| Knead Catering, Llc | Huntington Station | NY | 10/2013 | Present |
| Sportfish Republic Inc | Huntington | NY | 06/2020 | Present |
| Wells Fargo Clearing Services, Llc | Garden City Park | NY | 12/2021 | 02/2024 |
| Lpl Financial Llc | Hunington | NY | 02/2024 | Present |
1- 02/2024 / Sportfish Republic Inc / Business Owner / Not Investment Related / 5 hrs mth / 0 hrs during trading / Start date: 01/01/2021 2- 02/2024 / Knead Catering, LLC / Business Owner / Not Investment Related / 5 hrs mth / 0 hrs during trading / Start date: 01/01/2012 3- 03/21/2024 - Prosperity Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/13/2024 - 200 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-31 |
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