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Sean Christopher Leboeuf

Charles Schwab & Co., Inc.

Knoxville, TN

Franklin, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
TN RA APPROVED 2010-01-22
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • TN RA
    APPROVED
    Since 2010-01-22

Branch Locations

10114 Parkside Drive Suite 102, Knoxville, TN 37922-1944 • United States

520 Cool Springs Blvd, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Knoxville TN 02/2004 Present
Charles Schwab Bank Knoxville TN 05/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-28
S63 Uniform Securities Agent State Law Examination 2004-07-06
  • S66 Uniform Combined State Law Examination
    2006-06-28
  • S63 Uniform Securities Agent State Law Examination
    2004-07-06

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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