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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-06
  • FL RA
    APPROVED
    Since 2026-03-06

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Tampa FL 09/2025 Present
S&P Global New York NY 03/2018 10/2023
Tri-Vin Imports New Rochelle NY 07/2017 03/2018
Bloomberg Lp New York NY 07/2012 06/2017
Unemployed St. Petersburg FL 11/2023 08/2025
  • 09/2025 → Present
    Tampa, FL
  • 03/2018 → 10/2023
    S&P Global
    New York, NY
  • 07/2017 → 03/2018
    Tri-Vin Imports
    New Rochelle, NY
  • 07/2012 → 06/2017
    Bloomberg Lp
    New York, NY
  • 11/2023 → 08/2025
    Unemployed
    St. Petersburg, FL
Previous Registrations
Other Businesses

1) 09/12/2025 - KARA GRAVES N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - St. Petersburg, FL - Start date - 09/11/2025 - INV REL - 160 hrs/mth | 160 hrs during trading 2) 09/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - St. Petersburg, FL - Start date - 09/11/2025 - INV REL - 160 hrs/mth | 160 hrs during trading 3) 09/12/2025 - JK St. Pete Properties LLC - Real Estate Rental - Largo, FL - Start date 12/15/2023 - INV REL - 0 hrs/mth | 0 hrs during trading 4) 09/12/2025 - JK St. Pete Properties LLC - Business Entity For Tax/Investment Purposes Only - Largo, FL - Start date 12/15/2023 - INV REL - 0 hrs/mth | 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-12
S63 Uniform Securities Agent State Law Examination 2004-06-03
  • S66 Uniform Combined State Law Examination
    2026-02-12
  • S63 Uniform Securities Agent State Law Examination
    2004-06-03
Other Names
  • Kara Lynne Wheeler

View on SEC IAPD

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