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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-03-25
  • NJ RA
    APPROVED
    Since 2008-03-25

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2007 Present
Other Businesses

I*126394 Entity Type: For-Profit Organization Name of outside business organization: OnDoc LLC Investment related: No Address of business: Audubon, Pennsylvania 19403Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 10/1/2019Number of hours devoted: 5 hrs Mthly Number of hours devoted during trading hours: 0 Duties: This is a startup company that offers health solutions for families. My role would be as an independent associate, supporting my wife as her business partner. This will produce income resulting in a 1099 tax form. She is an investor in the company. I*3650298Entity Type: For ProfitName of OBA: Let's Party with ValerieAddress: Lafayette Hill, Pennsylvania, 19444Investment Related: NoPosition, Title, Association: Party PlannerEmployee Start Date: 01/31/2026Number of Hours: 8, MonthlyNumber of Hours during trading: 0Duties: Party planner. Assisting with setting up and cleaning up from events the business is hired for. I*3211264Entity Type: CharitableName of OBA: Cincinnati Reds Hall of Fame and MuseumAddress: Cincinnati, Ohio, 45202Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 01/09/2026Number of Hours: 48, YearlyNumber of Hours during trading: 0Duties: To promote the rich history and traditions of the Cincinnati Reds baseball club for their fans. Assist in facilitating activities for their annual fantasy baseball camp, including baseball related activity and assist with coaching. I*5000271, Entity Type: Entity For Profit, Name of OBA: The Gourmet Vendor Inc, Address: Warminster, Pennsylvania, 18974, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 07/25/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: Work in foodservice, preparing and serving food for events. Catering

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-21
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S66 Uniform Combined State Law Examination
    2008-03-21
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14
Other Names
  • Ronald Fredric Klear
  • Ron Klear

View on SEC IAPD

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