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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-08-29 |
| TX | RA | APPROVED | 2018-08-29 |
Branch Locations
1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States
Riverside, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 09/2004 | 08/2018 |
| Bank Of America, N.A. | Greenwich | CT | 09/2009 | 08/2018 |
| Rbc Capital Markets, Llc. | Stamford | CT | 08/2018 | Present |
| City National Bank | Stamford | CT | 09/2018 | Present |
(1) NAME OF ENTITY: Cliff RE Investments LLC ADDRESS: 1232 N Kings Rd. 202 West Hollywood California 90069 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 28/05/2025 CAPACITY: Other DUTIES: Sole Member of single member LLC HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-23 |
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