Randy Allen Asmus

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-21

MN RA
APPROVED

Since 2014-01-21

Branch Locations

100 3Rd Ave S Unit 2201, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Plymouth	MN	02/2005	Present

02/2005 → Present

Lpl Financial Llc

Plymouth, MN

Other Businesses

1. 5/7/2010 - NON-VARIABLE INSURANCE - INSURANCE AGENT PROVIDING LIFE INSURANCE APPLICATION AND SERVICE. - TIME SPENT 3% - PLYMOUTH, MN 2. 07/12/2024 - Financial Events Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/22/2024 - 100 Hours Per Month/ 8 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-03-30

S63 Uniform Securities Agent State Law Examination

2000-03-30

Other Names

Randy Allem Asmus

View on SEC IAPD