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James R Vender

Wells Fargo Clearing Services, LLC

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-25
TX RA APPROVED 2025-06-25
  • IL RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 11/2015 06/2025
Morgan Stanley Chicago IL 11/2015 06/2025
Wells Fargo Clearing Services, Llc Chicago IL 06/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 11/2015 → 06/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2015 → 06/2025
    Morgan Stanley
    Chicago, IL
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-08-13 → 2025-07-10
    Morgan Stanley
    Chicago, IL
    Purchase, NY
    Chicago, IL
    Deerfield, IL
    Deerfield, IL
  • 2004-07-28 → 2006-03-29
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-06
  • S66 Uniform Combined State Law Examination
    2012-09-06
Other Names
  • James Ryan Vender

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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