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Charles Ridgely Pue Brown

Cb3 Financial Group, Inc.

Glen Ellyn, IL

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Current Employers
Cb3 Financial Group, Inc.

Glen Ellyn, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-01-02
  • IL RA
    APPROVED
    Since 2018-01-02

Branch Locations

Glen Ellyn, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cb3 Financial Group Inc. Brentwood TN 06/2006 Present
Highpoint Advisor Group Dba Cb3 Financial Group, Inc. Brentwood TN 12/2013 Present
  • 06/2006 → Present
    Cb3 Financial Group Inc.
    Brentwood, TN
  • 12/2013 → Present
    Highpoint Advisor Group Dba Cb3 Financial Group, Inc.
    Brentwood, TN
Previous Registrations
  • 2021-12-10 → 2024-04-18
    Highpoint Planning Partners
    Brentwood, TN
    Glen Ellyn, IL
    Glen Ellyn, IL
    Lake Geneva, WI
    Downers Grove, IL
    Glen Ellyn, IL
  • 2013-12-23 → 2021-12-31
    Highpoint Planning Partners
    Lake Geneva, WI
    Downers Grove, IL
    Glen Ellyn, IL
    Brentwood, TN
    Glen Ellyn, IL
  • 2005-09-12 → 2013-12-23
    World Equity Group, Inc.
    Geneva, IL
    Schaumburg, IL
    Schaumburg, IL
    Geneva, IL
    Fort Pierce, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-06
S63 Uniform Securities Agent State Law Examination 2004-02-14
  • S65 Uniform Investment Adviser Law Examination
    2005-09-06
  • S63 Uniform Securities Agent State Law Examination
    2004-02-14
Other Names
  • Charles R.P. Brown

View on SEC IAPD

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