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Kerri Allison Allen

Root Financial Partners

New Portland, ME

Austin, TX

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Current Employers
Root Financial Partners

801 Barton Springs Rd, Austin, TX 78704 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
ME RA APPROVED 2025-08-14
CA RA APPROVED 2025-08-12
  • TX RA
    APPROVED
    Since 2026-01-05
  • ME RA
    APPROVED
    Since 2025-08-14
  • CA RA
    APPROVED
    Since 2025-08-12

Branch Locations

New Portland, ME • United States

801 Barton Springs Rd, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Wealth Strategies Boston MA 10/2017 03/2019
Tfc Financial Management, Inc. Boston MA 04/2019 07/2025
Baystate Financial Boston MA 12/2015 10/2017
Root Financial Partners, Llc Encinitas CA 08/2025 Present
  • 10/2017 → 03/2019
    Boston Wealth Strategies
    Boston, MA
  • 04/2019 → 07/2025
    Tfc Financial Management, Inc.
    Boston, MA
  • 12/2015 → 10/2017
    Baystate Financial
    Boston, MA
  • 08/2025 → Present
    Root Financial Partners, Llc
    Encinitas, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-25
S63 Uniform Securities Agent State Law Examination 2004-06-18
  • S66 Uniform Combined State Law Examination
    2007-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-06-18
Designations
Other Names
  • Kerri Allison Guion
  • Kerri A Nicklas

View on SEC IAPD

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