Best Investors Account Sign in

Brandon Alan Hauck

Principal Securities, Inc.

Costa Mesa, CA

Des Moines, IA

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-14
  • CA RA
    APPROVED
    Since 2023-09-14

Branch Locations

Costa Mesa, CA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cps Financial & Insurance Services Newport Beach CA 03/2014 11/2022
Cps Insurance Services Newport Beach CA 03/2014 11/2022
Capital Synergy Partners, Inc. Newport Beach CA 09/2020 11/2022
Principal Life Insurance Costa Mesa CA 12/2022 Present
Principal Securities Des Moines IA 01/2023 Present
  • 03/2014 → 11/2022
    Cps Financial & Insurance Services
    Newport Beach, CA
  • 03/2014 → 11/2022
    Cps Insurance Services
    Newport Beach, CA
  • 09/2020 → 11/2022
    Capital Synergy Partners, Inc.
    Newport Beach, CA
  • 12/2022 → Present
    Principal Life Insurance
    Costa Mesa, CA
  • 01/2023 → Present
    Principal Securities
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-23
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S65 Uniform Investment Adviser Law Examination
    2022-03-23
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14

View on SEC IAPD

More in Costa Mesa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor