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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-19 |
| RI | RA | APPROVED | 2000-03-31 |
Branch Locations
26 Valley Rd Ste 101, Middletown, RI 02842 • United States
888 Reservoir Ave, Cranston, RI 02910 • United States
10 River Rd Ste 206, Uxbridge, MA 01569 • United States
Newport, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Warwick | RI | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Cranston | RI | 03/2020 | Present |
Business Ownership; SJT LLC; Managerial; real estate; 888 Reservoir Ave, , Cranston, RI, 02920; Not Investment-Related; 02/01/2021; 0 hours per month; 0 during trading hours / Gamm Financial Group; Owner; Manage Ameriprise Business; 888 Reservoir Ave, , Cranston, RI, 02910; Investment-Related; 01/02/2019; 60 hours per month; 60 during trading hours. Board of Directors; Boys and Girls Club of Pawtucket; board member; 1 Moeller Place, , Pawtucket, RI, 02860; Not Investment-Related; 11/18/2020; 1 to 9 hours per month; 0 during trading hours / JCDS Foundation; board member; 85 Taft Ave, , Providence, RI, 02906; Not Investment-Related; 05/01/2023; 0 hours per month; 0 during trading hours. Outside Employment; Gamm Financial Group; Owner; Manage advisory business; 888 Reservoir Ave, , Cranston, RI, 02910; Investment-Related; 02/02/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2000-02-28 |
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