Marjorie Casem Carbajal

Current Employers

Figtree Financial Advisors, Llc

5201 Great America Parkway Suite 320, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-04-26

CA RA
APPROVED

Since 2019-04-26

Branch Locations

5201 Great America Parkway Suite 320, Santa Clara, CA 95054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Santa Clara	CA	09/2005	06/2017
Prosperity Wealth Management, Inc.	San Ramon	CA	07/2017	04/2019
Figtree Financial Advisors, Llc	Santa Clara	CA	04/2019	Present

09/2005 → 06/2017

Ameriprise Financial Services, Inc.

Santa Clara, CA
07/2017 → 04/2019

Prosperity Wealth Management, Inc.

San Ramon, CA
04/2019 → Present

Figtree Financial Advisors, Llc

Santa Clara, CA

Previous Registrations

2017-07-19 → 2019-08-02

Prosperity Financial Group, Inc.

Santa Clara, CA
2012-12-03 → 2017-06-26

Ameriprise Financial Services, Llc

San Jose, CA

Campbell, CA

Santa Clara, CA

Campbell, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-02

S66 Uniform Combined State Law Examination

2004-07-02