Jim Edward Baadshaug

Current Employers

Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-03-18
SC	RA	APPROVED	2021-07-12
TX	RA	APPROVED_RES	2021-04-19
GA	RA	APPROVED	2020-11-10
DE	RA	APPROVED	2019-08-05
FL	RA	APPROVED	2019-07-30
PA	RA	APPROVED	2018-05-18
NJ	RA	APPROVED	2016-12-08

NC RA
APPROVED

Since 2024-03-18
SC RA
APPROVED

Since 2021-07-12
TX RA
APPROVED_RES

Since 2021-04-19
GA RA
APPROVED

Since 2020-11-10
DE RA
APPROVED

Since 2019-08-05
FL RA
APPROVED

Since 2019-07-30
PA RA
APPROVED

Since 2018-05-18
NJ RA
APPROVED

Since 2016-12-08

Branch Locations

Rockaway, NJ • United States

6020 East Fulton, Ada, MI 49301 • USA

Rockaway, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Planners' Financial Services	Scottsdale	AZ	03/2014	12/2016
American Prosperity Group	Rockaway	NJ	02/2014	12/2017
Bfsgroup, Inc	Rockaway	NJ	01/2011	Present
The Financial Awareness Foundation	Rockaway	NJ	01/2016	04/2018
Usa Financial Securities	Ada	MI	12/2016	Present
Everest Retirement Planners	Rockaway	NJ	01/2018	Present

03/2014 → 12/2016

United Planners' Financial Services

Scottsdale, AZ
02/2014 → 12/2017

American Prosperity Group

Rockaway, NJ
01/2011 → Present

Bfsgroup, Inc

Rockaway, NJ
01/2016 → 04/2018

The Financial Awareness Foundation

Rockaway, NJ
12/2016 → Present

Usa Financial Securities

Ada, MI
01/2018 → Present

Everest Retirement Planners

Rockaway, NJ

Previous Registrations

2014-03-11 → 2016-12-12

United Planners' Financial Services Of America A Limited Partner

Rockaway, NJ

Pompton Plains, NJ
2006-02-14 → 2014-03-07

Bcg Securities, Inc.

Rockaway, NJ

Pompton Plains, NJ

Other Businesses

1) Everest Retirement Planners - 549 West Main Street, Rockaway, NJ 07866. Start date 01/01/2018. Owner. Review client information to help them reach their goals as part of the overall planning process where it pertains to Life Insurance, Fixed Annuities, Disability Insurance, Medicare Supplemental and Long Term Care Insurance. Investment related. 2 hours per month devoted to business. 2 hours per month devoted during securities trading hours. 2) BFSGroup Inc. - 549 West Main Street, Rockaway, NJ 07866. Start Date 01/01/2018. Tax holding company for DBA Everest Retirement Planners. Not Investment related. 0 hours per month devoted to business. 0 hours per month devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-16
S63	Uniform Securities Agent State Law Examination	2004-05-17

S65 Uniform Investment Adviser Law Examination

2005-12-16
S63 Uniform Securities Agent State Law Examination

2004-05-17

View on SEC IAPD