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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-20
  • IL RA
    APPROVED
    Since 2025-11-20

Branch Locations

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
G F E Investment Strategies Inc Schaumburg IL 09/2012 Present
Rental Parking Space Chicago IL 08/2013 Present
Lpl Financial Llc Chicago IL 06/2015 08/2024
Cetera Investment Services Llc St Cloud MN 08/2024 10/2024
Cetera Investment Advisers Llc Lisle IL 08/2024 10/2024
Equitable Advisors, Llc New York NY 11/2024 09/2025
Consumers Credit Union Elgin IL 09/2025 10/2025
Lpl Financial Llc Elgin IL 09/2025 10/2025
Lpl Financial Schaumburg IL 11/2025 Present
Trustage Madison WI 09/2025 10/2025
  • 09/2012 → Present
    G F E Investment Strategies Inc
    Schaumburg, IL
  • 08/2013 → Present
    Rental Parking Space
    Chicago, IL
  • 06/2015 → 08/2024
    Chicago, IL
  • 08/2024 → 10/2024
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2024 → 10/2024
    Lisle, IL
  • 11/2024 → 09/2025
    New York, NY
  • 09/2025 → 10/2025
    Consumers Credit Union
    Elgin, IL
  • 09/2025 → 10/2025
    Elgin, IL
  • 11/2025 → Present
    Lpl Financial
    Schaumburg, IL
  • 09/2025 → 10/2025
    Trustage
    Madison, WI
Previous Registrations
  • 2025-09-02 → 2025-10-16
    San Diego, CA
    Elgin, IL
    Elgin, IL
  • 2024-11-12 → 2025-09-03
    Oak Brook, IL
    Schaumburg, IL
    Deerfield, IL
  • 2024-08-30 → 2024-10-18
    Lisle, IL
  • 2015-06-30 → 2024-09-17
    Plainfield, IL
    Wheaton, IL
    Skokie, IL
    Park Ridge, IL
    Oak Brook, IL
    Naperville, IL
    Fort Mill, SC
    Downers Grove, IL
  • 2013-09-05 → 2015-07-07
    Palatine, IL
  • 2011-08-26 → 2013-09-20
    Skokie, IL
    Burbank, IL
    Buffalo Grove, IL
    Skokie, IL
    Fort Mill, SC
    Buffalo Grove, IL
    Skokie, IL
    Skokie, IL
  • 2009-01-26 → 2011-08-30
    Chase Investment Services Corp.
    Glencoe, IL
    Wilmette, IL
  • 2006-01-24 → 2006-10-13
    Northbrook, IL
    Rosemont, IL
    Niles, IL
    Northbrook, IL
    Niles, IL
Other Businesses

1.11/20/2025; GFE Investment Strategies Inc; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 12/12/2012; 1hrs/mth; 0hrs during trading 2.11/20/2025; n/a in my own name; Real Estate Rental; Investment Related; Schaumburg,IL; Start Date 01/02/2009; 5hrs/mth; 0hrs during trading 3.06/29/2026; Result CX; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 07/30/2026; 20hrs/mth; 2hrs during trading 4.07/07/2026; Catholic Order of Forrestors; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 07/30/2026; 5hrs/mth; 0hrs during trading 5.07/15/2026; The Bee Team Jason Mitchell Group; Mortgage/Real Estate Services; Investment Related; Orland Park,IL; Start Date 06/30/2026; 5hrs/mth; 0hrs during trading 6.07/28/2026; Beyond Finance; Outside/W-2 Employment; Not Investment Related; Chicago,IL; Start Date 07/30/2026; 25hrs/mth; 1hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 2004-03-04
  • S65 Uniform Investment Adviser Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2004-03-04
Other Names
  • Gino Esposito

View on SEC IAPD

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