Christopher Ruffino

Current Employers

Employment History

• 04/2015 → 10/2020
  Legg Mason& Co Llc
  West Chester, PA
• 04/2021 → 01/2022
  The Prudential Insurance Company Of America/Pruco Securities
  Exton, PA
• 10/2020 → 03/2021
  Unemployed
  West Chester, PA
• 01/2022 → 07/2022
  Vigilant Distributors, Llc
  Chadds Ford, PA
• 10/2022 → 02/2023
  Edward Jones
  St Louis, MO
• 08/2022 → 10/2022
  Unemployed
  West Chester, PA
• 02/2023 → 07/2024
  American Portfolios Financial Services Inc
  Holbrook, NY
• 03/2023 → 07/2024
  Copper Beech Financial Group
  Moorestown, NJ
• 07/2024 → Present
  Raymond James Financial Services, Inc.
  Yardley, PA
• 07/2024 → Present
  Fulton Bank
  Yardley, PA

Previous Registrations

• 2023-03-13 → 2025-10-15
  Copper Beech Financial Group, Llc
  Moorestown, NJ
• 2022-10-07 → 2023-03-10
  Edward Jones
  Exton, PA
• 2021-05-07 → 2022-01-28
  Pruco Securities, Llc.
  Camp Hill, PA
  Exton, PA
• 2015-04-13 → 2020-10-07
  Clearbridge Investments, Llc
  New York, NY
• 2006-01-31 → 2015-04-01
  Bny Mellon Advisors, Inc.
  King Of Prussia, PA
  New York, NY
• 2006-01-31 → 2006-03-31
  Pershing Llc
  Pennington, NJ
  Malvern, PA
• 2004-12-17 → 2005-07-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

(1) Name of Business: Address: 208 Yorktown Court, Malvern, PA, 19355, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/30/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord duties: administrative, collecting rent, minor repairs, coordinating contractors, etc.... (2) Name of Business: Fulton Financial Advisors Address: 101 Floral Vale Blvd, Yardley, PA, 19067-5522, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/14/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: investment sales and services (3) Name of Business: Tattersall Golf Community Address: 1629 Tuckaway Trail , West Chester, PA, 19380, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 06/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was elected to the Tattersall Golf Community Homeowners Association and the Architectural Liaison to the Architectural Committee. My committee reviews changes being made to properties to homes in the community. My role on the HOA board is to better the community and maintain a great neighborhood.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-16

Designations

Other Names

• Chris Ruffino