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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2014-06-26
NJ RA APPROVED 2005-01-31
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2014-06-26
  • NJ RA
    APPROVED
    Since 2005-01-31

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 11/2002 Present
Other Businesses

1)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMIT TO JOURNAL OF RETIREMENT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 225 PARK AVENUE, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER,N/A POSITION, TITLE, ASSOCIATION: OTHER, NA START DATE OF RELATIONSHIP: 6/27/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO JOURNAL OF RETIREMENT "PITFALLS IN RETIREMENT" 2)I*76111 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMITTED TO JOURNAL OF RETIREMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: INSTITUTIONAL INVESTOR 225 PARK AVENUE, SOUTH, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER,N/A POSITION, TITLE, ASSOCIATION: OTHER, N/A START DATE OF RELATIONSHIP: 10/16/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO JOURNAL OF RETIREMENT "THE ROLE OF VARIABLE ANNUITIES IN ADDRESSING RETIREMENT RISKS" I*85977 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF ACTUARIES (SOA INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SCHAUMBURG, ILLINOIS 60173 NATURE OF BUSINESS: OTHER,PROFESSIONAL GOVERNANCE BODY POSITION, TITLE, ASSOCIATION: OTHER, INTERESTED PARTY START DATE OF RELATIONSHIP: 10/15/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONTRIBUTE TO THE SOA COMMITTEE ON POST-RETIREMENT NEEDS AND RISKS - INTERESTED PARTIES I*95184 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMITTED TO JOURNAL OF RETIREMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: INSTITUTIONAL INVESTOR 225 PARK AVENUE, SOUTH, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER, N/A POSITION, TITLE, ASSOCIATION: OTHER, THIS IS NOT A BUSINESS START DATE OF RELATIONSHIP: 7/5/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO THE JOURNAL OF RETIREMENT "MANAGING RETIREMENT RISKS" I*1846264 Entity Type: N/A Name of OBA: Submission to Annals of Operations Research / EDHEC Address: N/A Investment Related: No Position, Title, Association: N/A Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: Co-authored paper submitted to the Annals of Operations Research "Holistic Goals-Based Investing Framework for AnalyzingEfficient Retirement Investment Decisions in the Presence of Long-Term Care Risk"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
  • S66 Uniform Combined State Law Examination
    2005-01-28
Other Names
  • Nevenka Vrdoljak

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