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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2014-06-26 |
| NJ | RA | APPROVED | 2005-01-31 |
Branch Locations
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 11/2002 | Present |
1)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMIT TO JOURNAL OF RETIREMENT INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 225 PARK AVENUE, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER,N/A POSITION, TITLE, ASSOCIATION: OTHER, NA START DATE OF RELATIONSHIP: 6/27/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO JOURNAL OF RETIREMENT "PITFALLS IN RETIREMENT" 2)I*76111 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMITTED TO JOURNAL OF RETIREMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: INSTITUTIONAL INVESTOR 225 PARK AVENUE, SOUTH, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER,N/A POSITION, TITLE, ASSOCIATION: OTHER, N/A START DATE OF RELATIONSHIP: 10/16/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO JOURNAL OF RETIREMENT "THE ROLE OF VARIABLE ANNUITIES IN ADDRESSING RETIREMENT RISKS" I*85977 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOCIETY OF ACTUARIES (SOA INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SCHAUMBURG, ILLINOIS 60173 NATURE OF BUSINESS: OTHER,PROFESSIONAL GOVERNANCE BODY POSITION, TITLE, ASSOCIATION: OTHER, INTERESTED PARTY START DATE OF RELATIONSHIP: 10/15/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONTRIBUTE TO THE SOA COMMITTEE ON POST-RETIREMENT NEEDS AND RISKS - INTERESTED PARTIES I*95184 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SUBMITTED TO JOURNAL OF RETIREMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: INSTITUTIONAL INVESTOR 225 PARK AVENUE, SOUTH, NEW YORK, NEW YORK 10003 NATURE OF BUSINESS: OTHER, N/A POSITION, TITLE, ASSOCIATION: OTHER, THIS IS NOT A BUSINESS START DATE OF RELATIONSHIP: 7/5/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-AUTHORED PAPER SUBMITTED TO THE JOURNAL OF RETIREMENT "MANAGING RETIREMENT RISKS" I*1846264 Entity Type: N/A Name of OBA: Submission to Annals of Operations Research / EDHEC Address: N/A Investment Related: No Position, Title, Association: N/A Employee Start Date: N/A No Hours: N/A No Hours during trading: N/A Duties: Co-authored paper submitted to the Annals of Operations Research "Holistic Goals-Based Investing Framework for AnalyzingEfficient Retirement Investment Decisions in the Presence of Long-Term Care Risk"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-28 |
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