Nathan E Harrell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-04-21

TX RA
APPROVED_RES

Since 2011-04-21

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

600 Sw Columbia, Ste 6200, Bend, OR 97702-3177 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Lake Oswego	OR	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc.

Lake Oswego, OR

Previous Registrations

2004-06-25 → 2008-11-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Oswego, OR

Lake Oswego, OR

Other Businesses

SPKH LLC 2415 NE 27TH AVE. PORTLAND OREGON 97212 REAL ESTATE.START DATE: 15-AUG-2007. HOURS PER MONTH:0 - 20. NONE DURING TRADING HOURS. INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-24

S66 Uniform Combined State Law Examination

2004-06-24

View on SEC IAPD