Christopher B Soltis

Current Employers

Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-07-07

NY RA
APPROVED

Since 2023-07-07

Branch Locations

Spring Lake, NJ • United States

80 State Street, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Wall	NJ	04/2009	11/2017
Lpl Financial, Llc	Fort Mill	SC	12/2017	06/2022
Purshe Kaplan Sterling Investments	Albany	NY	06/2022	Present

04/2009 → 11/2017

Metlife Securities Inc

Wall, NJ
12/2017 → 06/2022

Lpl Financial, Llc

Fort Mill, SC
06/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2017-12-11 → 2022-06-24

Lpl Financial Llc

Spring Lake, NJ

Spring Lake, NJ

Fort Mill, SC
2009-05-04 → 2016-12-13

Msi Financial Services, Inc.

Charlotte, NC

Fairfield, NJ

Point Pleasant, NJ

Aurora, IL

Sea Girt, NJ

Spring Lake, NJ
2011-03-25 → 2015-01-02

New England Securities

Charlotte, NC

Point Pleasant, Nj 08742, NJ

Aurora, IL

Sea Girt, NJ
2006-06-09 → 2009-04-14

Woodstock Financial Group, Inc.

Mountainside, NJ

Woodstock, GA

Woodstock, GA

Other Businesses

1. Enjoy the Band, LLC - Not investment Related - 1108 New York Ave, Manasquan, NJ 08736 - Live Music Entertainment - Partner - 4/1/2002 - 20 hours/0 trading hours a month - Musician - receive payment for services related to performing. 2. Christopher B. Soltis, Author - Not investment related - 15 Devon Court, Spring Lake NG 07762 - Author - Author - 5/25/2020 - 4 hours/0 trading hours a month - marketing/sales of book - receive payment via publishing affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-20

S66 Uniform Combined State Law Examination

2004-07-20

Designations

Other Names

Christopher Brian Soltis

View on SEC IAPD