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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-29 |
Branch Locations
101 Summit Ave Suite 904, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ft Worth | TX | 04/2011 | Present |
| Whitney, Wetzel & Kuether, Llc | Fort Worth | TX | 04/2011 | 03/2019 |
| Fwpam, Llc (Dba: Wwk Wealth Advisors) | Ft. Worth | TX | 04/2011 | 03/2019 |
| Western Wealth Management, Llc | Fort Worth | TX | 01/2019 | Present |
1. 1/22/2019 - Clearfocus, LLC - DBA: Clearfocus Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 200 Hours Per Month/120 Hours During Securities Trading. 2. 1/22/2019 - Clearfocus, LLC - DBA: Clearfocus Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2019 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 4/9/2019 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/15/2019 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in Jan 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 2004-03-31 |
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