James M Occhiato

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 04/2011 → Present
  Bank Of America, N.A.
  Atlanta, GA

Previous Registrations

• 2004-04-19 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Dunwoody, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

I*8854For profit or not for profit: For-Profit OrganizationName of outside business organization: OCCHIATO COMPANYInvestment related: YAddress of business:Pueblo, Colorado 81001Nature of business: General Partnership,Position, title, association: General Partner, Start date of relationship: 4/1/1985Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 1Duties: Occhiato Company is a family partnership for investments. My role is to evaluate the sucess of the investments. I am a general partner with my siblings .I*8853FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WINCHESTER PROPERTIES, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:ATLANTA, GEORGIA 30366NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AMNUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COMPANY INVESTS IN RESIDENTIAL REAL ESTATE FOR APPRECIATION AND RENTAL INCOME. DUTIES INCLUDE PURCHASING PROPERTIES, NEGOTIATING LEASES AND COLLECTING RENT.I*55484For profit or not for profit: For-Profit OrganizationName of outside business organization: MOcchiato REI, LLCInvestment related: YAddress of business:Pueblo, Colorado 81001Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 6/14/2012Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Real Estate will be purchased as a long-term investment by the LLC. I will have a limited minority interest and my activities will be extremely limited in nature.I*2918275Entity Type: N/AName of OBA: POA for M.A.O.Address:Pueblo ColoradoInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:09/26/2025No Hours: 1 MonthlyNo Hours during trading:0 MonthlyDuties:Power of Attorney for Parents I*4624323 Entity Type: N/A Name of OBA: Trustee for M A. O Address: Atlanta, Georgia, 30341 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/26/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

• S66 Uniform Combined State Law Examination
  2004-04-16

Other Names

• James Matthew Occhiato
• James Matthew Occhiato