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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-27 |
| CA | RA | APPROVED | 2021-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Buena Park | CA | 05/2008 | 09/2016 |
| Citigroup | Fountain Valley | CA | 09/2016 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 05/2021 | Present |
| Bank Of America, N.A. | Irvine | CA | 06/2021 | Present |
I*1415278 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Tustin, California, 92780, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/11/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-27 |
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