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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-14 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 09/2023 | Present |
| Covax Data, Inc | Tucson | AZ | 03/2019 | 07/2023 |
| Lindquist Family Office | Tucson | AZ | 01/2013 | 05/2020 |
1. 02/02/2024 - Covax Data, Inc - For-Profit Board Member - Board Member - Not Investment Related - 4542 E camp Lowell, suite 200, Tucson, AZ 85712 - Start Date 3/19/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 2005-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-08 |
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