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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-06-17
NE RA APPROVED 2024-06-17
  • IA RA
    APPROVED
    Since 2024-06-17
  • NE RA
    APPROVED
    Since 2024-06-17

Branch Locations

St Paul, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Saint Paul NE 04/2005 Present
Principal Securities Inc Saint Paul NE 03/2016 Present
Principal Adivised Services Saint Paul NE 04/2024 Present
  • 04/2005 → Present
    Principal Life Insurance Company
    Saint Paul, NE
  • 03/2016 → Present
    Principal Securities Inc
    Saint Paul, NE
  • 04/2024 → Present
    Principal Adivised Services
    Saint Paul, NE
Other Businesses

**MIKE LYNCH POSITION: Horse Racing NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2024 ADDRESS: 1594 10th ave, St. Paul NE 68873, United States DESCRIPTION: Horse Racing-Claim 2 horses on my tax ID. My role is the owner of the horses. They race and purse money then is collected if they get into the top 5 of the race. No customers and really no products sold. Just purse money collected if they are in top 5 usually. Some exceptions depend on the race type. **PRINCIPAL BANK POSITION POSITION: Retirement Consultant NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL ADVISED SERVICES POSITION POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
S63 Uniform Securities Agent State Law Examination 2018-05-24
  • S66 Uniform Combined State Law Examination
    2024-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-05-24
Other Names
  • Michael R Lynch
  • Mike Lynch

View on SEC IAPD

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